General information about company
Scrip code	543652
NSE Symbol	FUSION
MSEI Symbol
ISIN	INE139R01012
Name of the company	Fusion Micro Finance Limited
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Pre-listing
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	10-11-2022
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date	15-11-2022
Shareholding pattern filed under	Regulation 31 (1) (a)
Whether the listed entity is Public Sector Undertaking (PSU)?	No

Declaration
Sr. No.	Particular	Yes/No	Promoter and Promoter Group	Public shareholder	Non Promoter- Non Public
1	Whether the Listed Entity has issued any partly paid up shares?	No	No	No	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No	No	No	No
3	Whether the Listed Entity has issued any Warrants ?	No	No	No	No
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No	No	No	No
5	Whether the Listed Entity has any shares in locked-in?	Yes	Yes	Yes	No
6	Whether any shares held by promoters are pledge or otherwise encumbered?	No	No
7	Whether company has equity shares with differential voting rights?	No	No	No	No
8	Whether the listed entity has any significant beneficial owner?	Yes

Table VI - Statement showing foreign ownership limits
Particular	Approved limits (%)	Limits utilized (%)
As on shareholding date	100	72.85
As on the end of previous 1st quarter	100	90.65
As on the end of previous 2nd quarter	100	90.65
As on the end of previous 3rd quarter	100	90.65
As on the end of previous 4th quarter	100	90.65

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg: X	Class eg:y	Total
(A)	Promoter & Promoter Group	6	68611216			68611216	68.18	68611216		68611216	68.18
(B)	Public	114068	31610140			31610140	31.41	31610140		31610140	31.41
(C)	Non Promoter- Non Public	1	409379			409379		409379		409379	0.41
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts	1	409379			409379	0.41	409379		409379	0.41
	Total	114075	100630735			100630735	100	100630735		100630735	100

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)	Sub-categorization of shares
						No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)		Sub-category (i)	Sub-category (ii)	Sub-category (iii)
(A)	Promoter & Promoter Group				68.18	68611216	100			68611216
(B)	Public				31.41	9029443	28.57			31610140	0	0	0
(C)	Non Promoter- Non Public									409379
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts				0.41					409379
	Total				100	77640659	77.15			100630735	0	0	0

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	Category & Name of the Shareholders (I)		Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
									No of Voting (XIV) Rights			Total as a % of Total Voting rights
									Class eg: X	Class eg:y	Total
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)	Individuals/Hindu undivided Family		3	5112914			5112914	5.08	5112914		5112914	5.08
Sub-Total (A)(1)			3	5112914			5112914	5.08	5112914		5112914	5.08
(2)	Foreign
(e)	Any Other (specify)		3	63498302			63498302	63.1	63498302		63498302	63.1
Sub-Total (A)(2)			3	63498302			63498302	63.1	63498302		63498302	63.1
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)			6	68611216			68611216	68.18	68611216		68611216	68.18
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions (Domestic)
(a)	Mutual Funds		5	7138625			7138625	7.09	7138625		7138625	7.09
(c)	Alternate Investment Funds		5	707967			707967	0.7	707967		707967	0.7
(d)	Banks		1	20750			20750	0.02	20750		20750	0.02
(e)	Insurance Companies		3	1545862			1545862	1.54	1545862		1545862	1.54
(i)	NBFCs registered with RBI		2	858909			858909	0.85	858909		858909	0.85
Sub-Total (B)(1)			16	10272113			10272113	10.21	10272113		10272113	10.21
(2)	Institutions (Foreign)
(d)	Foreign Portfolio Investors Category I		9	9716278			9716278	9.66	9716278		9716278	9.66
(e)	Foreign Portfolio Investors Category II		1	56382			56382	0.06	56382		56382	0.06
Sub-Total (B)(2)			10	9772660			9772660	9.71	9772660		9772660	9.71
(3)	Central Government / State Government(s)
(4)	Non-institutions
(c)	Key Managerial Personnel		8	780820			780820	0.78	780820		780820	0.78
(g)	Resident Individuals holding nominal share capital up to Rs. 2 lakhs		113667	10118697			10118697	10.06	10118697		10118697	10.06
(h)	Resident Individuals holding nominal share capital in excess of Rs. 2 lakhs		13	478090			478090	0.48	478090		478090	0.48
(i)	Non Resident Indians (NRIs)		281	38400			38400	0.04	38400		38400	0.04
(l)	Bodies Corporate		64	124880			124880	0.12	124880		124880	0.12
(m)	Any Other (specify)		9	24480			24480	0.02	24480		24480	0.02
Sub-Total (B)(4)			114042	11565367			11565367	11.49	11565367		11565367	11.49
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4)			114068	31610140			31610140	31.41	31610140		31610140	31.41
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
( 2 )	Employee Benefit Trust / Employee Welfare Trust under SEBI (Share Based Employee Benefits and Sweat Equity) Regulations, 2021		1	409379			409379	0.41	409379		409379	0.41
Total NonPromoter- Non Public Shareholding (C)= (C)(1)+(C)(2)			1	409379			409379		409379		409379	0.41
Total ( A+B+C2 )			114075	100630735			100630735	100	100630735		100630735	100
Total (A+B+C )			114075	100630735			100630735	100	100630735		100630735	100

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)	Sub-categorization of shares
					No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)		Sub-category (i)	Sub-category (ii)	Sub-category (iii)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)				5.08	5112914	100			5112914
Sub-Total (A)(1)				5.08	5112914	100			5112914
(2)	Foreign
(e)				63.1	63498302	100			63498302
Sub-Total (A)(2)				63.1	63498302	100			63498302
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)				68.18	68611216	100			68611216
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions (Domestic)
(a)				7.09	4297400	60.2			7138625	0	0	0
(c)				0.7	217416	30.71			707967	0	0	0
(d)				0.02	0	0			20750	0	0	0
(e)				1.54	1331600	86.14			1545862	0	0	0
(i)				0.85	407560	47.45			858909	0	0	0
Sub-Total (B)(1)				10.21	6253976	60.88			10272113	0	0	0
(2)	Institutions (Foreign)
(d)				9.66	2745967	28.26			9716278	0	0	0
(e)				0.06	0	0			56382	0	0	0
Sub-Total (B)(2)				9.71	2745967	28.1			9772660	0	0	0
(3)	Central Government / State Government(s)
(4)	Non-institutions
(c)				0.78	12000	1.54			780820	0	0	0
(g)				10.06	12500	0.12			10118697	0	0	0
(h)				0.48	5000	1.05			478090	0	0	0
(i)				0.04	0	0			38400	0	0	0
(l)				0.12	0	0			124880	0	0	0
(m)				0.02	0	0			24480	0	0	0
Sub-Total (B)(4)				11.49	29500	0.26			11565367	0	0	0
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4)				31.41	9029443	28.57			31610140	0	0	0
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
( 2 )				0.41					409379
Total NonPromoter- Non Public Shareholding (C)= (C)(1)+(C)(2)									409379
Total ( A+B+C2 )				100	77640659	77.15			100630735
Total (A+B+C )				100	77640659	77.15			100630735

Individuals/Hindu undivided Family
Searial No.	1	2	3
Name of the Shareholders (I)	Devesh Sachdev	Mini Sachdev	Devesh Sachdev	Click here to go back
PAN (II)	AOWPS6753C	BMBPS5802C	AAETD1509K	Total
No. of fully paid up equity shares held (IV)	4902414	209500	1000	5112914
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	4902414	209500	1000	5112914
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	4.87	0.21	0	5.08
Number of Voting Rights held in each class of securities (IX)
Class eg:X	4902414	209500	1000	5112914
Class eg:y
Total	4902414	209500	1000	5112914
Total as a % of Total Voting rights	4.87	0.21	0	5.08
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)	4.87	0.21	0	5.08
Number of Locked in shares (XII)
No. (a)	4902414	209500	1000	5112914
As a % of total Shares held (b)	100	100	100	100
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	4902414	209500	1000	5112914
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter	Promoter Group	Promoter Group

Any Other (specify)
Searial No.	1	2	3
Category	Bodies Corporate	Bodies Corporate	Bodies Corporate
Name of the Shareholders (I)	Honey Rose Investment Ltd	Creation Investments Fusion, Llc	Creation Investments Fusion Ii, Llc	Click here to go back
PAN (II)	AAECH1365C	AAGCC4288D	AAHCC7252J	Total
No. of the Shareholders (I)	1	1	1	3
No. of fully paid up equity shares held (IV)	39622730	13921043	9954529	63498302
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	39622730	13921043	9954529	63498302
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	39.37	13.83	9.89	63.1
Number of Voting Rights held in each class of securities (IX)
Class eg: X	39622730	13921043	9954529	63498302
Class eg:y
Total	39622730	13921043	9954529	63498302
Total as a % of Total Voting rights	39.37	13.83	9.89	63.1
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	39.37	13.83	9.89	63.1
Number of Locked in shares (XII)
No. (a)	39622730	13921043	9954529	63498302
As a % of total Shares held (b)	100	100	100	100
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)				0
Number of equity shares held in dematerialized form (XIV)	39622730	13921043	9954529	63498302
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter	Promoter	Promoter

Mutual Funds
Searial No.	1	2	3
Name of the Shareholders (I)	Nippon Life India Trustee Ltd-A/C Nippon India Small Cap Fund	Aditya Birla Sun Life Trustee Private Limited A/C Aditya Birla Sun Life Small Cap Fund	Icici Prudential Banking And Financial Services Fund	Click here to go back
PAN (II)	AAATR0090B	AAATB0102C	AAAAI0038F	Total
No. of fully paid up equity shares held (IV)	3289609	1554881	1188266	6032756
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	3289609	1554881	1188266	6032756
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	3.27	1.55	1.18	5.99
Number of Voting Rights held in each class of securities (IX)
Class eg: X	3289609	1554881	1188266	6032756
Class eg:y
Total	3289609	1554881	1188266	6032756
Total as a % of Total Voting rights	3.27	1.55	1.18	5.99
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	3.27	1.55	1.18	5.99
Number of Locked in shares (XII)
No. (a)	1088280	1088280	1088280	3264840
As a % of total Shares held (b)	33.08	69.99	91.59	54.12
Number of equity shares held in dematerialized form (XIV)	3289609	1554881	1188266	6032756
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0	0	0
Sub-category (ii)	0	0	0	0
Sub-category (iii)	0	0	0	0

Foreign Portfolio Investors Category I
Searial No.	1	2	3	4
Name of the Shareholders (I)	Morgan Stanley Asia (Singapore) Pte.	Morgan Stanley Investments (Mauritius) Limited	Morgan Stanley Mauritius Company Limited	The Nomura Trust And Banking Co., Ltd As The Trustee Of Nomura India Stock Mother Fund	Click here to go back
PAN (II)	AAECM3575F	AAECM7112J	AADCM5927G	AABTT6636L	Total
No. of fully paid up equity shares held (IV)	2088060	2088060	2088060	1088280	7352460
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	2088060	2088060	2088060	1088280	7352460
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	2.07	2.07	2.07	1.08	7.31
Number of Voting Rights held in each class of securities (IX)
Class eg: X	2088060	2088060	2088060	1088280	7352460
Class eg:y
Total	2088060	2088060	2088060	1088280	7352460
Total as a % of Total Voting rights	2.07	2.07	2.07	1.08	7.31
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	2.07	2.07	2.07	1.08	7.31
Number of Locked in shares (XII)
No. (a)	0	0	0	1088280	1088280
As a % of total Shares held (b)	0	0	0	100	14.8
Number of equity shares held in dematerialized form (XIV)	2088060	2088060	2088060	1088280	7352460
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0	0	0	0
Sub-category (ii)	0	0	0	0	0
Sub-category (iii)	0	0	0	0	0

Any Other (specify)
Searial No.	1
Category	LLP
Category / More than 1 percentage	Category
Name of the Shareholders (I)		Click here to go back
PAN (II)		Total
No. of the Shareholders (I)	9	9
No. of fully paid up equity shares held (IV)	24480	24480
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	24480	24480
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	0.02	0.02
Number of Voting Rights held in each class of securities (IX)
Class eg: X	24480	24480
Class eg:y
Total	24480	24480
Total as a % of Total Voting rights	0.02	0.02
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	0.02	0.02
Number of Locked in shares (XII)
No. (a)	0	0
As a % of total Shares held (b)	0	0
Number of equity shares held in dematerialized form (XIV)	24480	24480
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0
Sub-category (ii)	0	0
Sub-category (iii)	0	0

significant beneficial owners

Sr. No.

Details of the SBO

Details of the registered owner

Details of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*:

Date of creation / acquisition of significant beneficial interest

Name

PAN

Passport No. in case of a foreign national

Nationality

Nationality (Applicable in case of Any other is selected)

Name

PAN

Passport No. in case of a foreign national

Nationality

Nationality (Applicable in case of Any other is selected)

Whether by virtue of:

Shares

Voting rights

Rights on distributable dividend or any other distribution

Exercise of control

Exercise of significant influence

1

Charles Robert Kaye

673740442

United States of America

Honey Rose Investment Ltd

AAECH1365C

Mauritius

39.37

No

No

05-12-2018

Total:

39.37

0

0

2

Partick Thomas Fisher

000422111353

United States of America

Creation Investments Fusion, LLC

AAGCC4288D

United States of America

13.83

No

No

12-08-2016

3

Partick Thomas Fisher

000422111353

United States of America

Creation Investments Fusion II, LLC

AAHCC7252J

United States of America

9.89

No

No

12-08-2016

Total:

23.72

0

0